
- Instructor: David Yun
Categories: Legal CPD
Date: 12 October 2023 (Thursday) Time: 2:30pm–5:45pm Language: English Level: Intermediate
Speaker: David Yun, Senior Counsel, Simpson Thacher & Bartlett
Lawyer CPD / ACCA CPD / SFC CPT / Insurers’’ CPD Pts: 3 Fee: HK$1,790
Highlight: To provide a comprehensive introduction to the disclosure of securities interests regime in Hong Kong, covering a wide spectrum from the basics to the fundamentals of the regulatory environment, the legal requirements and the practical applications.
- Introduction; Basic Principles;
- Terminology; Parties Involved;
- Principal Regulatory Requirements ;
- Different Types of Securities Interests
- Key Provisions of the SFO, the Listing Rules and the Takeovers Code;
- Key Documentation ; Key Issues for Consideration; Q&A
Curriculum is empty